Blog
Practical guides, sources and limitations for reviewing your work.
KYC updates: what to revisit when client information changes
How to update a KYC file after a change: comparing versions, focused information requests and review of the assessment.
A signed AML questionnaire: why the case still needs review
Why a signed AML questionnaire still needs review: document consistency, identity, risk indicators and a reasoned decision.
Beneficial ownership: documenting the reconstruction in a client file
How to document beneficial ownership with a readable corporate chain, sources, discrepancies and assessment reasons in the client file.